Senior Compliance Officer
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We are currently looking to hire a Senior Compliance officer to be responsible for providing Compliance Advisory support to the trading floor within Santander’s Wholesale (Global Markets) business in London. The role forms part of the Wholesale and Corporate Compliance infrastructure. The role reports to the Head of Wholesale and Corporate Compliance (CF10)
As the Senior Compliance Officer your skills and qualifications will include:
Previous experience in a senior Compliance Advisory role in a Wholesale or Investment bank
Good Fixed Income and/or FX product expertise
Extensive knowledge of the UK regulatory (including MiFID) and Compliance Requirements
Wholesale and/or Investment Banking knowledge
Ability to present to Senior Management
As a Senior Compliance office your main responsibilities will involve:
Responsible for providing guidance and advice to the Front Office and liaising with other infrastructure groups to help ensure that the Wholesale business meets regulatory requirements
Guidance and advice on transactional queries, new products and initiatives
Advice and guidance on conduct-related requirements
Manage relationships with exchanges and regulatory authorities
Create, revise and implement Compliance policies and procedures
Assist in the preparation and presentation of annual and ad-hoc Compliance training and promoting and enhancing awareness of a high standard of compliance culture
What we will be looking for in you:
To succeed in this role you will have previous experience in compliance within a banking environment. You will have excellent relationship building skills to maintain relationships with Front Office staff and other key stakeholders across the bank. You will show excellent communication skills both verbal and written along with good negotiation & influencing skills.
For your commitment and success, we offer one of the most competitive basic salaries together with Santander Benefits that include:
Retail and High street discounts
Share Save scheme
Flex Benefits including childcare vouchers
Santander welcomes applications from all sections of the community.
With your personal best and our drive and ambition, we can be exceptional.
The Santander Group has more than 150 years’ experience in banking and more branches worldwide than any other international bank. At Santander we are committed to serving our customers and helping make the most of their money. In the UK we have over 25 million customers, 1.6 million shareholders, more than 1,300 branches and 4,100 cash machines. Our goal? To be the best retail bank in the UK.
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